Genesis agrees to pay $21M to settle SEC case
Genesis Global Capital LLC has agreed to pay a $21 million civil penalty, as part of a final court judgment to settle charges related to its Gemini Earn lending program.
Genesis and Gemini were charged with an unregistered securities offering after launching the Gemini Earn crypto lending program for retail investors.
Gary Gensler, the chair of the Securities and Exchange Commission (SEC). Gensler wrote in a March 19 announcement :
“Today’s settlement builds on previous actions to make clear to the marketplace and the investing public that crypto lending platforms and other intermediaries need to comply with our time-tested securities laws. Doing so best protects investors. It promotes trust in markets. It’s not optional. It’s the law.”
Under the settlement’s terms, the SEC will only receive a portion of the penalty after other bankruptcy payments have been made, including claims by retains investors for Gemini Earn.
The $21 million fine marks the end of the lawsuit initiated by the SEC against Gemini and Genesis in January 2023 for selling unregistered securities through the Gemini Earn program.
Genesis suspended user withdrawals on its platform in November 2022, when Gemini Earn had around 340,000 customers and $900 million in assets under management, according to the SEC announcement.
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The fine comes three weeks after Gemini agreed to pay a $37 million penalty for multiple compliance failures “that threatened the safety and soundness of the company,” Superintendent Adrienne A. Harris of the New York State Department of Financial Services (NYDFS) explained in a Feb. 28 statement.
The $37 million penalty is part of the settlement reached between Gemini and the NYDFS, which will see Gemini return at least $1.1 billion to customers of the Gemini Earn Program through the Genesis bankruptcy proceeding.
If approved by the bankruptcy court, Gemini said it expects Earn users to receive 100% of their cryptocurrency assets back plus appreciation.
“If approved, we will be returning over $1.8 billion in value (at today’s prices) — $700 million more than when Genesis halted withdrawals on November 16, 2022.”
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Disclaimer: The content of this article solely reflects the author's opinion and does not represent the platform in any capacity. This article is not intended to serve as a reference for making investment decisions.
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